Dynamic Mechanisms of Low-carbon Technology Innovation in Manufacturing Enterprises Under the Innovative Voucher Policy
LIU Shasha1, LU Dongdong2, HU Hao3, SHENG Yongxiang3, WU Jie3
1. Jiangsu University of Science and Technology, Zhangjiagang 215600, China; 2. Jiangsu Provincial Big Data Management Center, Nanjing Jiangsu 210000, China; 3. School of Economics and Management, Jiangsu University of Science and Technology, Zhenjiang 212000, China
Abstract：The subsidy of innovation voucher policy for low-carbon technological innovation of manufacturing enterprises has the feature of post-subsidy. This paper constructs a game model of government regulation and manufacturing enterprises to carry out low-carbon technology innovation under the policy of innovative vouchers subsidy. The results show that, first, when government supervision is more than a certain threshold, it can offset the insufficient of innovation motivation in the manufacturing enterprises. Second, government should choose different guidance method according to the innovation risk level: in high-risk situations, the impact of increasing punishment on the evolution speed of enterprises is more significant, thus, the government should promote the evolution of manufacturing enterprises to low-carbon technology innovation strategies through punishment mechanisms; in low-risk situations, the effect of punishment on the evolution speed of manufacturing enterprises tends to be steady, and the increase of subsidy coefficient can speed up their evolution. At this time, the government should take the subsidy mechanism as the mainstay and the penalty mechanism as the supplement to guide manufacturing enterprises to carry out low-carbon technological innovation.
刘沙沙, 卢冬冬, 胡皓, 盛永祥, 吴洁. 创新券下制造企业低碳技术创新动力机制研究[J]. 复杂系统与复杂性科学, 2022, 19(2): 96-103.
LIU Shasha, LU Dongdong, HU Hao, SHENG Yongxiang, WU Jie. Dynamic Mechanisms of Low-carbon Technology Innovation in Manufacturing Enterprises Under the Innovative Voucher Policy. Complex Systems and Complexity Science, 2022, 19(2): 96-103.
[1] 陈文婕, 曾德明. 低碳技术合作创新网络中的多维邻近性演化[J]. 科研管理, 2019, 40(3): 30-40. CHEN W J, ZENG D M. Multidimensional proximity evolution in the low-carbon technology collaborative innovation network[J]. Science Research Management, 2019, 40(3): 30-40. [2] 韩冰, 孟凡生. 我国装备制造企业低碳技术创新外部驱动机制分析[J]. 工业工程与管理, 2018, 23(3): 42-49. HAN B, MENG F S. Analysis of external driving mechanism of low-carbon technology innovation of chinese equipment manufacturing enterpriise [J]. Industrial Engineering and Management, 2018, 23(3): 42-49. [3] 毕克新, 付珊娜, 杨朝均, 等. 制造业产业升级与低碳技术突破性创新互动关系研究[J]. 中国软科学, 2017(12): 141-153. BI K X, FU S N, YANG Z J, et al. Research on interactive relationship between industrial upgrading of manufacturing sector and low-carbon technology breakthrough innovation [J]. China Soft Science, 2017(12): 141-153. [4] 孟凡生, 韩冰. 政府环境规制对企业低碳技术创新行为的影响机制研究[J]. 预测, 2017, 36(1): 74-80. MENG F S, HAN B. Research on impact of government environmental regulation on enterprises' low carbon technology innovation behavior [J]. Forecasting, 2017, 36(1): 74-80. [5] PARK S. Evaluating the efficiency and productivity change within government subsidy recipients of a national technology innovation research and development program[J]. R&D Management, 2015, 45(5): 549-568. [6] 刘桂兰, 刘蕾, 陈丹华. 后补助新模式——广东科技创新券实践经验及对策研究 [J]. 科技管理研究, 2018, 38(11): 31-35. LIU G L, LIU L, CHEN D H, et al. New mode of subsidization after project: study on practical experience and countermeasure of science & technology innovation voucher in guangdong [J]. Science and Technology Management Research, 2018, 38(11): 31-35. [7] 李纪珍, 周江华, 赫运涛, 等. 从创新资金的供给面政策到创新券的需求面政策:基于北京科技型中小企业的实证研究[J]. 技术经济, 2018, 37(6): 25-33,119. LI J Z, ZHOU J H, HAO Y T, et al. From innovation voucher's supply-side to lnnofund's demand-side lnnovation policy:empirical study on technology-based smes in beijing [J]. Journal of Technology Economics, 2018, 37(6): 25-33,119. [8] 李祖平. 创新券激发“双创”新动能的机制创新及对策——以浙江省创新券的推广应用为例[J]. 科技管理研究, 2018, 38(8): 41-45. LI Z P. Mechanism Innovation and countermeasures of innovation voucher to stimulatenew kinetic energy of “double lnnovation”: an example of popularization and application of innovation vouchers in zhejiang province [J]. Science and Technology Management Research, 2018, 38(8): 41-45. [9] 徐侠, 姬敏. 创新赠券项目的国际比较与综合评价[J]. 科学学研究, 2013, 31(9): 1433-1440. XU X, JI M. Innovation voucher scheme:international comparison and overall evaluation [J]. Studies in Science of Science, 2013, 31(9): 1433-1440. [10] FLANAGAN K, UYARRA E, LARANJA M. Reconceptualising the ‘policy mix' for innovation[J]. Research Policy, 2011, 40(5): 702-713. [11] EDLER J, GEORGHIOU L, BLIND K, et al. Evaluating the demand side: new challenges for evaluation[J]. Research Evaluation, 2012, 21(1): 33-47. [12] LANGHORN K. Encouraging entrepreneurship with innovation vouchers: recent experience, lessons, and research directions[J]. Canadian Public Administration, 2014, 57(2): 318-326. [13] FOXON T, PEARSON P. Overcoming barriers to innovation and diffusion of cleaner technologies: some features of a sustainable innovation policy regime[J]. Journal of cleaner production, 2008, 16(1): S148-S161. [14] 刘晓东, 毕克新, 叶惠. 全球价值链下低碳技术突破性创新风险管理研究——以中国制造业为例[J]. 中国软科学, 2016(11): 152-166. LIU X D, BI K X, et al. A study on risk management of radical innovation in low-carbon technologiesin the global value chain: a case of the Chinese manufacturing industry [J]. China Soft Science, 2016(11): 152-166. [15] 蔡伟琨, 聂锐. 低碳供应链发展的制度安排——基于对政府和企业的博弈均衡分析[J]. 商业经济研究, 2012(3): 24-25. CAI W K, NIE R. Institutional arrangements for low-carbon supply chain development—based on game equilibrium analysis of government and enterprises [J]. Journal of Commercial Economics, 2012(3): 24-25. [16] 李敏, 曹春华. 创新券条件下政企博弈模型构建研究[J]. 经济体制改革, 2018(6): 150-155. LI M, CAO C H. Research on the construction of game model between government and enterprise under the condition of innovative voucher [J]. Reform of Economic System, 2018(6): 150-155. [17] 孟凡生, 韩冰. 基于演化博弈理论的装备制造企业低碳技术创新动力机制研究[J]. 预测, 2018, 37(3): 69-74. MENG F S, HAN B. Research on dynamic mechanism of low-carbon technology innovation of equipment manufacturing enterprises based on evolutionary game theory [J]. Forecasting, 2018, 37(3): 69-74. [18] 徐建中, 付静雯. 低碳背景下装备制造企业碳减排研究:一个演化博弈视角[J]. 运筹与管理, 2018, 27(5): 40-48. XU J Z, FU J W. Research on carbon emission reduction of equipment manufacturing enterprises in the background of low carbon:the view of evolutionary game [J]. Operations Research and Management Science, 2018, 27(5): 40-48.
